NGX Regulation Limited (NGX RegCo) is an independent subsidiary of Nigerian Exchange Group Plc. (NGX Group Plc.) and a self-regulatory organization (SRO) registered by the Securities and Exchange Commission (SEC) to provide regulatory services in the Nigerian capital market. As a subsidiary of NGX Group Plc, NGX RegCo provides regulatory services to the operating exchange, Nigerian Exchange Limited (NGX).
We are recruiting to fill the position below:
Job Title: Rules & Interpretation Officer
Location: Lagos
Job Summary
- We seek to hire an exceptional individual to manage the Rules and Interpretation unit, working closely with the Head, Rules and Adjudication.
Responsibilities
- End-to-end management of the rule making process of “The Exchange” and other applicable entities.
- Writing and putting out of notices to Trading License Holders, Issuers and other stakeholders.
- Exposing of proposed rules to stakeholders and the public; reviewing and providing responses to stakeholders’ comments on proposed rules.
- Interpreting and addressing enquiries on existing and proposed rules as well as enquiries on Capital Market and company laws for the benefit of internal/external stakeholders.
- Working with NGX RegCo or other teams as appropriate to prepare and publish Interpretative Guidance, Frequently Asked Questions (FAQs), thought leadership and trainings.
- Writing of comment letters on existing and proposed SEC Rules, policies or any other regulation or law that affects NGX and other stakeholders.
Person Specification & Required Qualification(s)
- Must be a Lawyer with a good Law Degree and 5 – 7 years’ post NYSC work experience.
- Strong understanding of Securities laws and a good understanding of ISA 2007, SEC Rules, NGX Rules and CAMA 2020.
- Sound business and legal judgment with problem-solving abilities.
- Ability to build strong partnerships with business and corporate staff.
- Knowledgeable on Securities and Finance markets.
Deadline: 22nd March, 2023.
Method of Application
Interested and qualified candidates should send their updated Resume to:
[email protected]
using “NGX REGCO Recruitment – Rules and Interpretation Officer” as the subject of the email.
Note: We would be delighted to have further discussions with you.
