DynamicPlus Advisory is a professional consultancy that provides strategic and cost effective business solutions to start-ups as well as small and medium sized businesses by Studying their businesses, understanding their individual needs, and providing them with the necessary customized solutions to their Human Resources needs.
We are recruiting to fill the position below:
Job Title: Compliance Officer
Employment Type: Full-time
Keep the business abreast of any regulatory developments and industry best practices and assessing the impact on current procedures, as well as ensuring that necessary changes are implemented
Develop and implement an Annual Compliance plan.
Liaise with Industry Regulators and other agencies and respond to regulatory enquires, findings and deficiencies.
Carry out Compliance reviews and Compliance monitoring activities.
Monitor the resolution of Clients’ complaints.
Provide assistant to respective units for purpose of compliance with applicable statutory, regulatory and supervisory requirements.
Ensure no fine/censure from Regulatory authorities.
Improvement in the compliance culture, enterprise-wide
Minimum of 4 years relevant experience in Capital Market.
Registration as a sponsored individual with the Securities and Exchange Commission.
A professional qualification is desirable.
Law Degree is an added advantage.
Application Closing Date
17th June, 2021.
How to Apply
Interested and qualified candidates should send their CV to: [email protected] using the Job Title as the subject of the mail.